Roll over image to zoom in
Brian Lee – Series 63 Video Course
$20.00$79.00 (-75%)
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland
Brian Lee – Series 63 Video Course
Check it out: Brian Lee – Series 63 Video Course
Series 63 Video Course
A comprehensive course designed to get you passed the Series 63 the first time!
Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!
Your Instructor
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Course Curriculum
Module 1 State and Federal Regs.
-
Introduction (12:41)
- Downloadable Series 63 Quicknotes
- Persons, Broker/Dealers, Agents (27:32)
- Lesson 2 – Investment Advisers (21:56)
- Lesson 3 – Investment Adviser Reps. (5:11)
- Definition of Persons Worksheet
- Lesson 4 – Registration Procedures (U.S.A.) (22:57)
- Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
- Lesson 6 – Administrator’s Provisions (20:31)
Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s
-
Lesson 1 – Statement of Policy of Unethical Practices (28:16)
- Lesson 2 – Closing (1:24)
Final Exam
-
Practice Final
